Senior Compliance Officer – Asset Management

The client is a global asset manager, on a brand-new role in their search for a Senior Compliance Officer.


This person will be working directly with the Head of Compliance for the UK, supporting the business on compliance-related matters. The role will include embedding/ maintaining the compliance framework and plan, including AML and financial crime. As well as working with stakeholders across the business, offering guidance on FCA related matters.


The suitable candidate will:


• 5 years+ experience working in Compliance, Risk or Audit function within Investment Management

• Strong understanding of FCA regulations of the asset management business

• Excellent communication skills both written and oral

• Experienced working with Senior Stakeholders

• Be a self-starter and independently minded


This is an exciting new opportunity in the market and offers the chance to work for a rapidly growing business. There is flexibility to work from home, with limited travel to the London office. If this role is of interest and suitable, please apply to see a full job spec and discuss it further. 


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