Compliance Manager – Asset Management

Location: Luxembourg City

Our client is an international Investment Manager and a strong presence across Europe. In this role, you will ensure the smooth day-to-day functioning of the compliance operations and be responsible for the management company. You’re joining a professional and friendly working environment, with impeccable compliance expertise within the team!

Main duties and responsibilities:

  • Ensure that Company activities, processes, procedures and documents, comply with the relevant regulatory frameworks.
  • Participate in the Compliance Monitoring Program
  • Assess and update the firm’s compliance governance & policies, rules and procedures in particular with (AML-CFT) requirements
  • Follow up and control of MIFID II legal and operational requirements, including clients portfolio
  • Ensuring adherence to local and Group Compliance policies & procedures
  • Evaluation of the regulatory changes impacting company contractual Infrastructure
  • Conducting customer due diligence on private clients as well as on delegates
  • Assessment of the in-house and client AML/CTF risk exposure across Europe

Whom are we looking for?

  • At least 4 years of relevant experience working in experience in an AIFM/management company, audit or advisory firm
  • Knowledge of MiFID II requirements
  • Eligibility for approval from the CSSF
  • AML exposure to some of the following asset classes AIFM products (Real Estate, Private Equity, Infrastructure, Debt) and UCITS is an advantage.
  • Demonstrate strong regulatory knowledge of Luxembourg and EU AML regulations.
  • Any experience working with the regulator is desirable.
  • Fluent English, any additional languages are beneficial


  • Competitive salary depending on experience
  • 31 days holiday
  • Discretionary bonus
  • Pension plan
  • Health insurance
  • Flexible working/working from home
  • Lunch vouchers
  • Extra training and development
  • Social clubs/team events
  • Excellent working environment


  • If you are interested in this job opportunity, please do not hesitate to send us your resume in English.


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