Compliance Manager – Asset Management
Location: Luxembourg City
Our client is an international Investment Manager and a strong presence across Europe. In this role, you will ensure the smooth day-to-day functioning of the compliance operations and be responsible for the management company. You’re joining a professional and friendly working environment, with impeccable compliance expertise within the team!
Main duties and responsibilities:
- Ensure that Company activities, processes, procedures and documents, comply with the relevant regulatory frameworks.
- Participate in the Compliance Monitoring Program
- Assess and update the firm’s compliance governance & policies, rules and procedures in particular with (AML-CFT) requirements
- Follow up and control of MIFID II legal and operational requirements, including clients portfolio
- Ensuring adherence to local and Group Compliance policies & procedures
- Evaluation of the regulatory changes impacting company contractual Infrastructure
- Conducting customer due diligence on private clients as well as on delegates
- Assessment of the in-house and client AML/CTF risk exposure across Europe
Whom are we looking for?
- At least 4 years of relevant experience working in experience in an AIFM/management company, audit or advisory firm
- Knowledge of MiFID II requirements
- Eligibility for approval from the CSSF
- AML exposure to some of the following asset classes AIFM products (Real Estate, Private Equity, Infrastructure, Debt) and UCITS is an advantage.
- Demonstrate strong regulatory knowledge of Luxembourg and EU AML regulations.
- Any experience working with the regulator is desirable.
- Fluent English, any additional languages are beneficial
- Competitive salary depending on experience
- 31 days holiday
- Discretionary bonus
- Pension plan
- Health insurance
- Flexible working/working from home
- Lunch vouchers
- Extra training and development
- Social clubs/team events
- Excellent working environment
- If you are interested in this job opportunity, please do not hesitate to send us your resume in English.